fix(uart): fix uart sw flow ctrl XOFF char write to wrong reg on ESP32C6

Add software flow control test case

Introduced in e6ef4d1791

Closes https://github.com/espressif/esp-idf/issues/18779
This commit is contained in:
Song Ruo Jing
2026-07-02 17:14:02 +08:00
parent e18d27e480
commit 65f2cb7c05
5 changed files with 268 additions and 13 deletions

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@@ -282,10 +282,12 @@ esp_err_t uart_set_hw_flow_ctrl(uart_port_t uart_num, uart_hw_flowcontrol_t flow
/**
* @brief Set software flow control.
*
* The XON and XOFF characters are '0x11' and '0x13' respectively.
*
* @param uart_num UART port number, the max port number is (UART_NUM_MAX -1)
* @param enable switch on or off
* @param rx_thresh_xon low water mark
* @param rx_thresh_xoff high water mark
* @param enable Enable or disable software flow control feature
* @param rx_thresh_xon Low RX FIFO water mark for TX to send XON character
* @param rx_thresh_xoff High RX FIFO water mark for TX to send XOFF character
*
* @return
* - ESP_OK Success

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@@ -16,11 +16,13 @@
#include "driver/rtc_io.h"
#include "hal/rtc_io_ll.h"
#endif
#include "hal/uart_ll.h"
#include "hal/uart_periph.h"
#include "soc/uart_pins.h"
#include "soc/soc_caps.h"
#include "soc/clk_tree_defs.h"
#include "test_common.h"
#include "esp_timer.h"
#define BUF_SIZE (100)
#define UART_BAUD_11520 (11520)
@@ -637,6 +639,214 @@ TEST_CASE("uart in one-wire mode", "[uart]")
TEST_ESP_OK(uart_driver_delete(uart_num));
}
// XON/XOFF software flow control characters (must match the ones the driver programs into the hardware)
#define TEST_UART_XON_CHAR (0x11)
#define TEST_UART_XOFF_CHAR (0x13)
// A small, fixed amount of payload written to the UART to probe whether the transmitter is draining it.
// Kept well within the smallest HW TX FIFO (the LP UART has only 16 bytes) so the write always fits and, since
// the FIFO is empty at every call site, uart_write_bytes() never blocks waiting for FIFO space.
#define TEST_UART_TX_PROBE_BYTES (8)
// The probe window: a running transmitter drains TEST_UART_TX_PROBE_BYTES in well under 1 ms at any reasonable
// baud rate, so 100 ms is plenty to tell "draining" (tx goes idle) from "paused" (tx never goes idle).
#define TEST_UART_TX_PROBE_WINDOW_MS (100)
// Queue a fixed chunk of payload through the driver's TX path (installed with no TX ring buffer, so the bytes
// go straight to the HW TX FIFO). The payload byte must differ from XON/XOFF; its value is irrelevant to the
// local TX flow control decision.
static void test_uart_write_txfifo_probe(uart_port_t uart_num)
{
uint8_t payload[TEST_UART_TX_PROBE_BYTES];
memset(payload, 0x55, sizeof(payload));
uart_write_bytes(uart_num, payload, sizeof(payload));
}
// Return true once TX has stopped draining (i.e. an XOFF was received and the transmitter paused).
// Each iteration queues a small probe into the (empty) FIFO and waits for the transmitter to go idle: if it
// cannot finish within the probe window the transmitter is paused. Otherwise it drained the probe (running),
// leaving the FIFO empty again for the next iteration.
static bool test_uart_wait_tx_paused(uart_port_t uart_num, int timeout_ms)
{
int64_t deadline = esp_timer_get_time() + (int64_t)timeout_ms * 1000;
while (esp_timer_get_time() < deadline) {
test_uart_write_txfifo_probe(uart_num);
if (uart_wait_tx_done(uart_num, pdMS_TO_TICKS(TEST_UART_TX_PROBE_WINDOW_MS)) == ESP_ERR_TIMEOUT) {
return true; // probe could not drain -> paused
}
}
return false;
}
// Return true once TX starts draining again (i.e. an XON was received and the transmitter resumed).
// The probe bytes queued by the pause step are still sitting in the FIFO (nothing drains while paused), so we
// just wait for the transmitter to finally go idle, which only happens once it resumes and shifts them out.
static bool test_uart_wait_tx_resumed(uart_port_t uart_num, int timeout_ms)
{
int64_t deadline = esp_timer_get_time() + (int64_t)timeout_ms * 1000;
while (esp_timer_get_time() < deadline) {
if (uart_wait_tx_done(uart_num, pdMS_TO_TICKS(TEST_UART_TX_PROBE_WINDOW_MS)) == ESP_OK) {
return true; // FIFO drained -> resumed
}
}
return false;
}
// Wait until the RX FIFO has accumulated more than the XOFF threshold (so an XOFF should have been sent).
static bool test_uart_wait_rxfifo_filled(uart_dev_t *hw, uint32_t xoff_thresh, int timeout_ms)
{
int64_t deadline = esp_timer_get_time() + (int64_t)timeout_ms * 1000;
while (esp_timer_get_time() < deadline) {
if (uart_ll_get_rxfifo_len(hw) > xoff_thresh) {
return true;
}
vTaskDelay(pdMS_TO_TICKS(5));
}
return false;
}
// Drain the whole HW RX FIFO directly (the driver's RX interrupts are disabled), dropping the level below the
// XON threshold so the hardware sends an XON.
static void test_uart_drain_rxfifo(uart_dev_t *hw)
{
uint8_t buf[64];
uint32_t len;
while ((len = uart_ll_get_rxfifo_len(hw)) > 0) {
if (len > sizeof(buf)) {
len = sizeof(buf);
}
uart_ll_read_rxfifo(hw, buf, len);
}
}
/*
* This test verifies both directions of the UART hardware software-flow-control (XON/XOFF) feature:
* 1. Receiving flow control: once the UART receives an XOFF character it must stop transmitting, and resume
* once it receives an XON character.
* 2. Sending flow control: once the RX FIFO fills past the XOFF threshold the UART must transmit an XOFF
* character, and once it is drained below the XON threshold it must transmit an XON character.
*
* For the HP UART port, the test taps the UART RX onto the console UART RX pad so the host (pytest) can inject
* XON/XOFF (direction 1) over the very same serial connection it already uses to talk to the console, without
* extra wiring. For direction 2, the console TX pad is temporarily re-routed to the UART TX signal so the host
* can observe the XON/XOFF characters the UART sends. The console UART RX pad is a regular (HP) GPIO though,
* while the LP UART can only use LP-capable (RTC) GPIOs, so it cannot borrow the console pads. Hence for the LP
* UART port the test keeps the LP UART on its normal pins and a manual tester is expected to physically wire
* the console/UART0 RX and TX lines to them. (CI only exercises HP UART.)
*
* The UART TX shifts data out at the configured baud rate regardless of where it is routed, so direction 1 is
* observed on the DUT by watching the HW TX FIFO drain.
*/
TEST_CASE("uart software flow control (XON/XOFF)", "[uart_flow_ctrl]")
{
uart_port_param_t port_param = {};
TEST_ASSERT(port_select(&port_param));
uart_port_t uart_num = port_param.port_num;
uart_dev_t *hw = UART_LL_GET_HW(uart_num);
const bool is_hp_uart = (uart_num < SOC_UART_HP_NUM);
printf("Note that if you are in any terminal program, likely the XON/XOFF will be trapped by the shell. Run 'stty -ixon -ixoff' to let the keys pass through your terminal application!\n");
int rx_pin, tx_pin;
if (is_hp_uart) {
// HP UART: tap the UART RX onto the console UART RX pad so the host can inject XON/XOFF over the console.
// The TX is left unrouted for now; it is hijacked onto the console TX pad later for the sending direction.
rx_pin = uart_periph_signal[CONFIG_CONSOLE_UART_NUM].pins[SOC_UART_PERIPH_SIGNAL_RX].default_gpio;
TEST_ASSERT(rx_pin >= 0);
tx_pin = UART_PIN_NO_CHANGE;
} else {
// LP UART: keep both pins on their normal IOs; a manual tester wires the console/UART0 lines to them.
printf("LP UART needs manual wiring of console UART lines to the UART pins (TX-to-RX, RX-to-TX)\n");
rx_pin = port_param.rx_pin_num;
tx_pin = port_param.tx_pin_num;
}
uart_config_t uart_config = {
.baud_rate = 115200,
.data_bits = UART_DATA_8_BITS,
.parity = UART_PARITY_DISABLE,
.stop_bits = UART_STOP_BITS_1,
.flow_ctrl = UART_HW_FLOWCTRL_DISABLE,
.source_clk = port_param.default_src_clk,
};
// No TX ring buffer: the direct FIFO writes below go straight to the HW TX FIFO, so monitoring the FIFO
// level reflects the real transmitter state.
TEST_ESP_OK(uart_driver_install(uart_num, BUF_SIZE * 2, 0, 0, NULL, 0));
TEST_ESP_OK(uart_param_config(uart_num, &uart_config));
TEST_ESP_OK(uart_set_pin(uart_num, tx_pin, rx_pin, UART_PIN_NO_CHANGE, UART_PIN_NO_CHANGE));
// RX FIFO thresholds and fill size that drive the *sending* direction (part 2). They must fit the HW FIFO,
// which is much smaller on the LP UART (16 bytes) than on the HP UART (128 bytes).
// - xoff_thresh: when the RX FIFO rises above this, the hardware sends XOFF
// - xon_thresh: when the RX FIFO drops below this, the hardware sends XON
// - fill_bytes: amount the host sends, chosen > xoff_thresh and <= HW FIFO length (so no overflow)
int xon_thresh, xoff_thresh, fill_bytes;
if (is_hp_uart) {
xon_thresh = 10;
xoff_thresh = 40;
fill_bytes = 64;
} else {
xon_thresh = 2;
xoff_thresh = 8;
fill_bytes = 12;
}
// Enable software flow control with the thresholds above.
TEST_ESP_OK(uart_set_sw_flow_ctrl(uart_num, true, xon_thresh, xoff_thresh));
// ---- Part 1: receiving XON/XOFF pauses / resumes the transmitter ----
printf("\n");
printf("Send %#04x (XOFF - Ctrl+S) to stop UART transmission\n", TEST_UART_XOFF_CHAR);
bool paused = test_uart_wait_tx_paused(uart_num, 20000);
TEST_ASSERT_MESSAGE(paused, "UART transmitter did not pause after receiving XOFF");
printf("UART transmission stopped\n");
printf("Send %#04x (XON - Ctrl+Q) to start UART transmission\n", TEST_UART_XON_CHAR);
bool resumed = test_uart_wait_tx_resumed(uart_num, 20000);
TEST_ASSERT_MESSAGE(resumed, "UART transmitter did not resume after receiving XON");
printf("UART transmission resumed\n");
// Part 1 left the transmitter idle (uart_wait_tx_done returned OK); reset the TX FIFO anyway to guarantee a
// clean slate before observing the auto XON/XOFF.
uart_ll_txfifo_rst(hw);
// ---- Part 2: filling / draining the RX FIFO makes the UART send XOFF / XON ----
// Disable the driver's RX interrupts so the RX FIFO is not auto-drained; we drain it explicitly below. This
// guarantees the XOFF is sent (FIFO stays above the XOFF threshold) before we drop it below the XON threshold.
TEST_ESP_OK(uart_disable_rx_intr(uart_num));
uart_ll_rxfifo_rst(hw);
printf("\n");
printf("Send %d bytes to fill RX FIFO\n", fill_bytes);
fflush(stdout);
const int console_tx_pin = uart_periph_signal[CONFIG_CONSOLE_UART_NUM].pins[SOC_UART_PERIPH_SIGNAL_TX].default_gpio;
const int console_tx_signal = uart_periph_signal[CONFIG_CONSOLE_UART_NUM].pins[SOC_UART_PERIPH_SIGNAL_TX].signal;
const int uart_tx_signal = uart_periph_signal[uart_num].pins[SOC_UART_PERIPH_SIGNAL_TX].signal;
if (is_hp_uart) {
// Make sure the prompt is fully sent, then hijack the console TX pad so the host reads the UART's TX.
uart_wait_tx_idle_polling(CONFIG_CONSOLE_UART_NUM);
gpio_func_sel(console_tx_pin, PIN_FUNC_GPIO);
esp_rom_gpio_connect_out_signal(console_tx_pin, uart_tx_signal, false, false);
}
bool filled = test_uart_wait_rxfifo_filled(hw, xoff_thresh, 20000); // by now an XOFF should have been sent
test_uart_drain_rxfifo(hw); // dropping below XON threshold sends XON
uart_wait_tx_idle_polling(uart_num); // let the XON finish transmitting
vTaskDelay(pdMS_TO_TICKS(10));
if (is_hp_uart) {
// Restore the console TX pad so the unity test result can be reported over the console again.
esp_rom_gpio_connect_out_signal(console_tx_pin, console_tx_signal, false, false);
}
TEST_ASSERT_MESSAGE(filled, "RX FIFO was not filled past the XOFF threshold by the host");
printf("Please manually read the TX signal to confirm that it actually sent XOFF and XON characters\n");
TEST_ESP_OK(uart_set_sw_flow_ctrl(uart_num, false, 0, 0));
TEST_ESP_OK(uart_driver_delete(uart_num));
}
static void uart_console_write_task(void *arg)
{
while (1) {

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@@ -18,6 +18,38 @@ input_argv = {
}
def _run_uart_flow_ctrl_case(dut, case) -> None: # type: ignore
# Only the HP UART port is exercised in CI: its RX/TX borrow the console UART RX/TX pads, so the
# host can inject and observe the XON (0x11) / XOFF (0x13) characters over the console connection
# without extra wiring. The LP UART port cannot borrow the console pads (LP-only GPIOs) and would
# need UART0 to be physically wired to the LP UART pins, so it is left for manual testing only.
dut.serial.hard_reset()
dut._get_ready()
dut.confirm_write(case.index, expect_str=f'Running {case.name}...')
dut.expect("select to test 'uart' or 'lp_uart' port", timeout=10)
dut.write('uart')
# Drive the HP UART software-flow-control case (both directions) after the 'uart' port has been selected.
# Part 1: the DUT reacts to XON/XOFF that we inject over the console connection.
dut.expect_exact('Send 0x13 (XOFF - Ctrl+S) to stop UART transmission', timeout=10)
dut.write(b'\x13')
dut.expect_exact('UART transmission stopped', timeout=25)
dut.expect_exact('Send 0x11 (XON - Ctrl+Q) to start UART transmission', timeout=10)
dut.write(b'\x11')
dut.expect_exact('UART transmission resumed', timeout=25)
# Part 2: the DUT auto-sends XOFF/XON when its RX FIFO fills/drains. It temporarily borrows the console TX
# pad, so we read the raw XOFF (0x13) then XON (0x11) bytes back over the console connection.
dut.expect_exact('Send 64 bytes to fill RX FIFO', timeout=10)
dut.write(b'A' * 64)
dut.expect(b'\x13') # XOFF
dut.expect(b'\x11') # XON
dut.expect_unity_test_output()
@pytest.mark.temp_skip_ci(targets=['esp32s3'], reason='skip due to duplication with test_uart_single_dev_psram')
@pytest.mark.generic
@pytest.mark.parametrize(
@@ -41,6 +73,10 @@ def test_uart_single_dev(case_tester) -> None: # type: ignore
# multi-dev cases, skip on generic runner
continue
if 'uart_flow_ctrl' in case.groups:
_run_uart_flow_ctrl_case(dut, case)
continue
if 'hp-uart-only' not in case.groups:
for uart_port in uart_ports:
dut.serial.hard_reset()
@@ -67,14 +103,21 @@ def test_uart_single_dev(case_tester) -> None: # type: ignore
def test_uart_single_dev_psram(case_tester) -> None: # type: ignore
dut = case_tester.first_dut
for case in case_tester.test_menu:
if 'wakeup' not in case.groups:
dut.serial.hard_reset()
dut._get_ready()
dut.confirm_write(case.index, expect_str=f'Running {case.name}...')
if 'wakeup' in case.groups:
# multi-dev cases, skip on generic runner
continue
dut.expect("select to test 'uart' or 'lp_uart' port", timeout=10)
dut.write('uart')
dut.expect_unity_test_output()
if 'uart_flow_ctrl' in case.groups:
_run_uart_flow_ctrl_case(dut, case)
continue
dut.serial.hard_reset()
dut._get_ready()
dut.confirm_write(case.index, expect_str=f'Running {case.name}...')
dut.expect("select to test 'uart' or 'lp_uart' port", timeout=10)
dut.write('uart')
dut.expect_unity_test_output()
# ESP32 only supports uart wakeup if signal routes through IOMUX

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@@ -838,7 +838,7 @@ FORCE_INLINE_ATTR void uart_ll_set_sw_flow_ctrl(uart_dev_t *hw, uart_sw_flowctrl
HAL_FORCE_MODIFY_U32_REG_FIELD(hw->swfc_conf1, xon_threshold, (flow_ctrl->xon_thrd) << UART_LL_REG_FIELD_BIT_SHIFT(hw));
HAL_FORCE_MODIFY_U32_REG_FIELD(hw->swfc_conf1, xoff_threshold, (flow_ctrl->xoff_thrd) << UART_LL_REG_FIELD_BIT_SHIFT(hw));
HAL_FORCE_MODIFY_U32_REG_FIELD(hw->swfc_conf0_sync, xon_character, flow_ctrl->xon_char);
HAL_FORCE_MODIFY_U32_REG_FIELD(hw->swfc_conf0_sync, xon_character, flow_ctrl->xoff_char);
HAL_FORCE_MODIFY_U32_REG_FIELD(hw->swfc_conf0_sync, xoff_character, flow_ctrl->xoff_char);
} else {
hw->swfc_conf0_sync.sw_flow_con_en = 0;
hw->swfc_conf0_sync.xonoff_del = 0;

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@@ -741,10 +741,10 @@ typedef union {
* This register stores the Xon flow control char.
*/
uint32_t xon_character:8;
/** xoff_threshold : R/W; bitpos: [15:8]; default: 19;
/** xoff_character : R/W; bitpos: [15:8]; default: 19;
* This register stores the Xoff flow control char.
*/
uint32_t xoff_threshold:8;
uint32_t xoff_character:8;
/** xon_xoff_still_send : R/W; bitpos: [16]; default: 0;
* In software flow control mode, UART Tx is disabled once UART Rx receives XOFF. In
* this status, UART Tx can not transmit XOFF even the received data number is larger